Broadridge‑Authored Content includes professionally written articles, alerts, and videos created by Broadridge to help explain timely financial, tax, and market topics in clear, client‑friendly language.
This content is designed to educate investors, keep them informed about important developments, and support advisor‑client conversations. All Broadridge‑authored content is reviewed for compliance and regularly updated to reflect current conditions.
Broadridge‑Authored Content Types
Broadridge‑Authored Content Types
Content Type | Format | Definition | What It Is | When It Appears in the Library | FINRA Status | |
|---|---|---|---|---|---|---|
| Newsstand | Monthly eNewsletter | Written | A monthly collection of timely financial insights and educational content curated for clients. | These are the articles used for the Monthly Newsletter. A client‑friendly newsletter is created automatically featuring a selection of articles designed to keep clients informed and engaged. | Published on the 15th of each month Monthly newsletter is auto-sent the 16th of each month (dependent of compliance approval - up to 10-day lookback period) | Filed with FINRA (generally published before the review letter is received). |
Market Week | Written & Video | A concise recap of the week’s market and economic activity. | Current economic news and stock market performance, with video highlights of 5 major market indexes in about 1 minute. | Every Monday | Filed with FINRA (generally published before the review letter is received). | |
Market Month | Written & Video | A monthly summary of market performance and key economic headlines. | Market results for the month, key economic data, and a brief look ahead. Video focuses on 5 major market indexes in about 1 minute. | 1st week after month end | Filed with FINRA (generally published before the review letter is received). | |
Quarterly Market Review | Written & Video | An in‑depth review of market and economic activity for the quarter. | Market performance and economic news from the past quarter, plus highlights from the previous month. | 1st week after quarter end | Filed with FINRA (generally published before the review letter is received). | |
Annual Market Review | Written & Video | A comprehensive recap of the year’s market and economic developments. | Full‑year market performance and major economic trends, with a video overview of key highlights. | 1st week after year end | Filed with FINRA (generally published before the review letter is received). | |
Client Alerts | Written & Video | Short, timely updates on important financial, tax, or market developments that may impact clients. | Brief, easy‑to‑read bulletins focused on newsworthy or time‑sensitive topics. | Published as developments occur, most often on Tuesdays; additional alerts may be added on Wednesdays or Thursdays during active news weeks. News Driven Published as needed; typically, available for up to one year or until the topic is no longer relevant. | Filed with FINRA (some may appear while review is pending). | |
| On-Demand Content Library | Articles | Written | Educational content that explains financial concepts, strategies, and long‑term planning topics. | Longer‑form written content intended for ongoing learning rather than breaking news. | Available on an ongoing basis and updated periodically to reflect current information. | Filed with FINRA. |
| Video | Video | Short videos that explain timely financial topics in a quick, engaging format. | Video - 2–3-minute videos designed to make complex topics easy to understand and share. | Delivery Date: 16th of each month | Filed with FINRA. | |
Tools & Infographics | Interactive & Visual | Visual and interactive resources that help explain financial concepts and scenarios. | Calculators, charts, and infographics designed to simplify complex information and support client conversations. | Available on an ongoing basis; updated as needed when assumptions or data change. | Filed with FINRA, when required. | |
Advisor Education | Written, Video, Interactive | Educational content designed to support advisor learning and professional development. | Practice‑management insights, regulatory updates, and educational materials intended for advisor use. | Published on an ongoing basis as new educational content becomes available. | Filed with FINRA, when applicable. |
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