At AdvisorStream there currently have two types of compliance newsletter workflows:
1. Pre-approved newsletters have already gone through compliance and are ready to be sent out to your contacts without the need for submission. Articles with a green check mark on the top left corner of the articles have been already approved by compliance and can be sent out directly to your contacts.
2. "Submit per newsletter" is a newsletter that has not gone through compliance. To send your newsletter for approval click on the “Submit for Review” button to have your newsletter routed to your compliance officer for approval. After the approval of your newsletter, you will receive an email from your compliance officer stating that it has been approved. Once approved, you can send your newsletter out to your contacts.
We also offer the option to download PDFs of the newsletter and all articles for those who are required to upload copies to 3rd party software programs.