Privacy Policy

Effective and Last Updated: November 28, 2013

This website is owned and operated by AdvisorStream LTD. We are committed to protecting the privacy of our visitors while they interact with the content, products and services on this site (the “Site”). This Privacy Policy applies to the Site only. It does not apply to other websites to which we may link. Because we gather certain types of information about our users, we want you to understand what information we collect about you, how we collect it, how that information is used, and how you can control our disclosure of it. You agree that your use of the Site signifies your assent to this Privacy Policy. If you do not agree with this Privacy Policy, please do not use the Site.

1) Information Collected

We collect two types of information from you: i) information that you voluntarily provide to us (e.g., through a voluntary registration process, sign‐ups or emails); and ii) information that is derived through automated tracking mechanisms.

Voluntary Registration Information.

In order to fully access this Site, you must first complete the registration process, and create an account, during which we will collect personal information about you. The information will include your name, address, and email address, demographic information, and more business-related information in order to provide you branded landing pages for your communications, to filter content and provide you reporting on communications. We do not collect personally identifiable information about you except when you specifically provide such information to us on a voluntary basis.

By registering with us, and creating an account, you consent to the use and method of disclosure as described in this Privacy Policy.

Voluntary Information for Services and Features

We also collect personally identifiable information when you choose to use certain other features of the Site, including: i) consenting to receive newsletters, ii) consenting to receive email, and others. Occasionally, we may also request information such as your preferences and demographics which will help us better serve you and other users in the future.

Cookies

Our site uses "cookies" and other tracking technologies. Cookies enable us to serve secure pages to our users without asking them to sign in repeatedly. Most browsers allow you to control cookies, including whether or not to accept them and how to remove them. If a user's system is idle for a defined time, the cookie will expire, forcing the user to sign in again to continue their session. This prevents unauthorised access to the user's information while they are away from their computer.

You may set most browsers to notify you if you receive a cookie, or you may choose to block cookies with your browser, but please note that if you choose to erase or block your cookies, you will need to re‐ enter your original user ID and password to gain access to certain parts of the Site.

Third‐Party Cookies: In the course of serving subscription content to you on our site, our third‐party publisher partners may place or recognise a unique "cookie" on your browser.

2) Referrals

Your clients may share your communications with their friends and networks by sharing your AdvisorStream newsletters, emails, or web posts via our share features. AdvisorStream stores the email addresses provided by your recipients and by prospects that opt‐in to receive your content so that the respondents may be added to your recipient network [leads dashboard]. AdvisorStream LTD does not sell these email addresses or use them to send any other communication. They are your sole property and are in no way used or communicated with in any fashion or any method by AdvisorStream.com. Recipients of your communications may contact AdvisorStream LTD only to request removal of their information from our database, and your communication lists.

3) How We Use Your Information

AdvisorStream LTD only uses your personal information for the original purposes it was given. Your personal information will not be sold or otherwise transferred to unaffiliated third parties without your approval at the time of collection.

AdvisorStream LTD will not disclose, use, give or sell any personal information to third parties for any purposes other than to our suppliers and other third parties who need to know in order to deliver services on behalf of AdvisorStream.com unless required to do so by law. Further, AdvisorStream.com reserves the right to contact you regarding matters relevant to the underlying service provided and/or the information collected.

Please note that personally identifiable information is used only to provide you with a more enjoyable, convenient online experience and to help us identify and/or provide information, products or services that may be of interest to you. We use your personally identifiable information to support and enhance your use of the Site and its features, including without limitation: generating reports; providing customer service; tracking email invitations you send; and otherwise supporting your use of the Site.

We may permit certain trusted third parties to track usage, analyze data such as the source address that a page request is coming from, your IP address or domain name, the date and time of the page request, the referring Web site (if any) and other parameters in the URL. This is collected in order to better understand our Web site usage and enhance the performance of services to maintain and operate the Site and certain features on the Site. We may use third parties to host the Site; operate various features available on the Site; send emails; analyze data; provide search results and links and assist in fulfilling your orders.

We may transfer personally identifiable information as an asset in connection with a proposed or actual merger or sale (including any transfers made as part of an insolvency or bankruptcy proceeding) involving all or part of our business or as part of a corporate reorganisation, stock sale or other change in control.

AdvisorStream.com may disclose Contact Information in special cases where we have reason to believe that disclosing this information is necessary to identify, contact or bring legal action against someone who may be violating our terms and conditions of use or may be causing injury or interference with our rights, property, our customers or anyone who could be harmed by such activities.

You will receive notice when your personally identifiable information might be provided to any third party for any reason other than as set forth in this Privacy Policy, and you will have an opportunity to request that we not share such information.

We use non‐identifying and aggregate information to better design our website and for business and administrative purposes. We may also use or share with third parties for any purpose aggregated data that contains no personally identifiable information.

4) How We Protect Your Information

We are committed to protecting the information we receive from you. We take appropriate security measures to protect your information against unauthorised access to or unauthorised alteration, disclosure or destruction of data. To prevent unauthorised access, maintain data accuracy, and ensure the correct use of information, we maintain appropriate physical, electronic, and managerial procedures to safeguard and secure the information and data stored on our system. While no computer system is completely secure, we believe the measures we have implemented reduce the likelihood of security problems to a level appropriate to the type of data involved.

5) Accessing and Updating Your Personal Information and Preferences

We provide mechanisms for updating and correcting your personal information for many of our services.

6) Email Choice/Opt‐out

If you no longer wish to receive updates or notifications may opt‐out of receiving these communications by changing your email notification settings in your account settings.

7) Disclaimer to Security

By consenting to the Terms and Conditions of the Site and hence the Privacy Policy, you consent that no data transmission over the Internet is completely secure. We cannot guarantee or warrant the security of any information you provide to us, and you transmit such information to us at your own risk.

8) Notification of Changes

AdvisorStream.com reserves the right to change this Privacy Policy from time to time at its sole discretion. If at some point in the future, there is a change to our Privacy Policy, unless we obtain your express consent, such change will only apply to information collected after the revised Privacy Policy took effect. Your continued use of the Site indicates your assent to the Privacy Policy as posted.

9) CONTACT INFORMATION:

If you have any questions or concerns regarding this Privacy Policy, please contact: AS_Support@broadridge.com.