Submitting an eCard to compliance

For some clients under integrated compliance supervision, you may be required to submit your recurring eCard for review.

Following compliance approval on your recurring eCard, the subsequent eCards will be free to send.

1. Start off by creating your recurring eCard
2. Click into the Outbox of your account and into In Progress
3. From here find the eCard you have created and clicking on the title to expand the options on the right-hand side 
4. Click the Submit for Review symbol. 
   
   

Related articles:

• Managing Recurring eCards 
• How to Create a Custom eCard 

*The AdvisorStream eCard tool is available at an additional cost. To learn more Book a Call