Looking to review the efforts of your compliance team? The Supervisor Activity and Article Audit sections provide you with a historical overview of the all past content reviewed, who reviewed it and a count of the volume of content approved per compliance officer each week.
Within your Supervised Users click on Supervisor Activity or Article Audit.
Supervisor Activity provides an overview count of all review activity, including number of articles reviewed, newsletters reviewed, social share reviewed, profiles reviewed, brands reviewed and social accounts.
- Ability to filter by date range.
- Ability to export all reports or a single report to a CSV
Article Audit allows you to review a trail of previously reviewed content, including the article name, status (approved or rejected), date/time stamp, and the compliance reviewer name.
- For archiving needs, an email envelop send receipt is sent to advisors for every sent communication or social post.
The send receipt includes a copy of the email communication or social post and the following attachments.
- A PDF copy of the communication
- A PDF copy of each individual article
- A .CSV file of all the live links to the articles
- A .CSV file of the recipients sent to (email)
Need help or have additional questions?
Contact our Customer Support team at AS_Support@broadridge.com